Securities Investor Protection Act

Results: 1008



#Item
311Corporations law / Committees / Private law / Auditing / Executive pay / Board of directors / Nokia / Audit committee / Investor Protection and Securities Reform Act / Business / Management / Corporate governance

[removed]May 2014 PERSONNEL COMMITTEE CHARTER AT NOKIA Purpose

Add to Reading List

Source URL: company.nokia.com

Language: English - Date: 2014-05-06 07:47:57
312Financial services / Finance / Funds / Collective investment schemes / Dodd–Frank Wall Street Reform and Consumer Protection Act / Money market fund / Investor Protection and Securities Reform Act / Credit rating agency / Net capital rule / Financial economics / Investment / Economics

Microsoft Word[removed]Regulation 125 Changes - November 2010.doc

Add to Reading List

Source URL: www.wjammer.com

Language: English - Date: 2014-11-19 12:24:03
313Economics / Financial adviser / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Fraud Deterrence and Investor Restitution Act / Investment Advisers Act / Financial economics / Investment / Finance

Comment letter S7[removed]Adviser Registration and Reporting…慭瀻

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2011-01-27 11:54:31
314Government / Law / Investor Protection and Securities Reform Act / America COMPETES Act / 105th United States Congress / Workforce Investment Act / United States

C:rsnsonDatamingtQuadtaL8803_enr.xml

Add to Reading List

Source URL: www.calworkforce.org

Language: English - Date: 2014-08-29 12:16:55
315Financial economics / Christopher Cox / United States securities law / U.S. Securities and Exchange Commission / Credit rating agency / Sarbanes–Oxley Act / Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investor Protection and Securities Reform Act / Finance / Business / United States corporate law

Microsoft Word - SEC Cox Open.doc

Add to Reading List

Source URL: democrats.financialservices.house.gov

Language: English - Date: 2007-02-11 23:00:00
316Financial economics / Financial regulation / Finance / Securities Exchange Act / U.S. Securities and Exchange Commission / Investment / Securities Investor Protection Corporation / Securities Investor Protection Act

Comment Letter on File No. SR-NASD[removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2007-06-07 10:29:13
317Integrated Ocean Observing System / National Oceanic and Atmospheric Administration / Omnibus Public Land Management Act / Environment / Earth / Statistics / Public administration / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investor Protection and Securities Reform Act / Oceanography / 111th United States Congress / Environmental data

Public Law No[removed]Omnibus Public Land Management Act of[removed]Engrossed Amendment as Agreed to by Senate; H.R[removed]Subtitle C--Integrated Coastal and Ocean Observation System Act of[removed]U.S.C. §[removed]SEC.

Add to Reading List

Source URL: www.ioos.noaa.gov

Language: English - Date: 2012-09-07 14:33:07
318Corporate governance / Private law / SEC filings / Actuarial science / Proxy statement / Dodd–Frank Wall Street Reform and Consumer Protection Act / Board of directors / Risk / Investor Protection and Securities Reform Act / Business / Management / Corporations law

- January 2012 newenglandinhouse.com

Add to Reading List

Source URL: www.duanemorris.com

Language: English - Date: 2012-02-14 12:14:18
319Financial markets / Financial adviser / Investment / Registered Investment Advisor / Asset management / Valuation / Financial services / Dodd–Frank Wall Street Reform and Consumer Protection Act / Investor Protection and Securities Reform Act / Finance / Business / Financial economics

NEW YORK STATE TEACHERS’ RETIREMENT SYSTEM MINORITY AND WOMEN-OWNED BUSINESS ENTERPRISES (“MWBE”) ASSET MANAGEMENT AND FINANCIAL INSTITUTION GUIDELINES FOR CERTIFICATION, REPORTING AND COOPERATION WITH OTHER FIDUCI

Add to Reading List

Source URL: www.nystrs.org

Language: English - Date: 2014-02-07 11:31:35
320Finance / Securities Exchange Act / Self-regulatory organization / Registered representative / U.S. Securities and Exchange Commission / Broker-dealer / Securities regulation in the United States / Securities Investor Protection Corporation / Financial Industry Regulatory Authority / United States securities law / Financial economics / Financial system

American Council of Life Insurers on SR-NASD[removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2004-10-06 14:00:19
UPDATE